Thanks to all who attended and made the day successful. And a big thank you to Seward & Kissel for hosting us once again!
We are delighted that you were able to join us for Kudu’s second annual CCO Event.
Thanks to all for making the effort to travel from near and far to NYC, for speaking on panels, and collaborating with peers across Kudu network. We hope to follow-up on some of the points raised in a meaningful way that could be useful to our CCOs. And please do not hesitate to reach out with feedback on the event. We welcome it.
We hope the event was as fruitful for you as it was for us. Our next event will be a webinar on Thursday November 21st (11am ET) on Competitive Carry Plans.
Please refer to our newsletter to stay in the loop on events and news from within the Kudu family.
-The Kudu Team
Compliance: Looking Ahead to 2025
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Lunch Discussion — The Year in Enforcement and Looking Forward
Philip Moustakis (S&K)
Panel 1 — The Marketing Rule, A Year Later
Joe Morrissey (S&K, moderator), Lindsey Jacot (Pennybacker), Amber Allen (Fairview), Wade Uloth (Sage Advisory)
Panel 2 — Optimizing Your Off-Channel Communications Policies
Philip Moustakis (S&K, moderator), Rob Lanava (Gramercy), Matt Dunn (Sequoia), Mike Hogan (formerly Charles Schwab)
Q&A — SEC vs Private Funds: Legal Setbacks, Election Implications and What It Means for the Industry
Dan Bresler (S&K, moderator) and Amber Allen (Fairview)
Panel 3 — SEC Exam Priorities in 2025
Debbie Franzese (S&K, moderator), Melanie Mendoza (Ranger), Marc Collins (RiverNorth), Brian Granahan (Granahan)
Q&A: Update on Cybersecurity & Compliance
Nick Platt (Kudu, moderator) and Paul Ponzeka (Abacus Group)
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